| |
| |
|
| Insider
Information: |
Sm Investors Ii, L.p. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,758,857 |
|
|
Indirect Shares
|
9,113,080 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
14,871,937 |
|
|
| Total
Value |
$0 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Opti Inc |
OPTI |
10% Owner |
2013-10-30 |
3,552,357 |
2013-10-30 |
6,051,557 |
Premium* |
|
|
Handleman Co |
HDLM |
10% Owner |
2012-12-31 |
2,206,500 |
2012-12-31 |
3,061,523 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
83 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OPTI |
Opti Inc |
10% Owner |
– – • |
2010-12-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,169,706 |
|
- |
|
| HDLM |
Handleman Co |
10% Owner |
– – • |
2012-10-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,201,500 |
|
- |
|
| HDLM |
Handleman Co |
10% Owner |
– – • |
2012-12-31 |
4 |
B |
$0.38 |
$1,880 |
D/D |
5,000 |
2,206,500 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-27 |
4 |
B |
$0.44 |
$808 |
I/I |
1,836 |
4,875,958 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-27 |
4 |
B |
$0.44 |
$2,184 |
D/D |
4,964 |
2,466,874 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-30 |
4 |
B |
$0.44 |
$58,391 |
I/I |
132,617 |
5,013,539 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-30 |
4 |
B |
$0.44 |
$157,874 |
D/D |
358,559 |
2,825,433 |
2.45 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-22 |
4 |
B |
$0.45 |
$4,050 |
D/D |
9,000 |
2,461,910 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-24 |
4 |
B |
$0.45 |
$3,338 |
I/I |
7,500 |
4,874,122 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-08 |
4 |
B |
$0.46 |
$4,842 |
D/D |
10,526 |
2,442,224 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-08 |
4 |
B |
$0.46 |
$1,782 |
I/I |
3,874 |
4,834,796 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-10 |
4 |
B |
$0.46 |
$2,018 |
D/D |
4,386 |
2,446,610 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-10 |
4 |
B |
$0.46 |
$742 |
I/I |
1,614 |
4,846,936 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-08-17 |
4 |
B |
$0.46 |
$2,898 |
D/D |
6,300 |
2,452,910 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-07-10 |
4 |
B |
$0.47 |
$93,745 |
I/I |
197,400 |
4,294,488 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-07-10 |
4 |
B |
$0.47 |
$254,753 |
D/D |
536,434 |
2,431,698 |
2.45 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-09-12 |
4 |
B |
$0.47 |
$157,490 |
D/D |
335,800 |
3,161,233 |
2.45 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2012-09-12 |
4 |
B |
$0.47 |
$58,250 |
I/I |
124,200 |
5,496,298 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-01 |
4 |
B |
$0.52 |
$234 |
D/D |
450 |
3,484,378 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-13 |
4 |
B |
$0.52 |
$520 |
D/D |
1,000 |
3,485,378 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-26 |
4 |
B |
$0.52 |
$2,329 |
D/D |
4,500 |
3,490,878 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-10-14 |
4 |
B |
$0.52 |
$628 |
D/D |
1,200 |
3,502,357 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-07-30 |
4 |
B |
$0.53 |
$795 |
D/D |
1,500 |
3,481,628 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-07-31 |
4 |
B |
$0.53 |
$1,219 |
D/D |
2,300 |
3,483,928 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-22 |
4 |
B |
$0.53 |
$530 |
D/D |
1,000 |
3,486,378 |
2.37 |
- |
|
83 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
