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Get Institutions for : 
First Trust Riverfront Dynamics Emerging Markets (RFEM)  
$70.03 1.81 (2.66%) as of 4:30 Thu 9/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 34    0
Total shares held : 
403,303  
% of shares held : 
4.74%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -7  
Amount of shares held : 
-96,206  
% of shares held change : 
  -1.13%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$61.34  
Last Quarter's Ending Price : 
$65.41  
Last Quarter's Average Price
$63.67  
Change from last quarter's     
avg. price to the last closing  : 
6.36 (9.99%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
4
 5,392
 1.34%
 
Increased Positions :
8
 41,757
 10.35%
 
Unchanged Positions :
7
 3,062
 0.76%
 
Decreased Positions :
15
-35,996
-8.93%
 
Closed Positions :
4
-107,359
-26.62%
 
Guru Positions :
0
 0%
 
View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for period: 
12-31-2023 View holdings for period: 
3-31-2024 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   RIVERFRONT INVESTMENT GROUP, LLC 66 - 2024-06-30 84,612 $5,534,000 -4,547
   FLOW TRADERS U.S. LLC 94 - 2024-06-30 54,312 $3,553,000 27,926
   Baird Financial Group Inc. 861 - 2024-06-30 42,687 $2,792,000 -35
   ENVESTNET ASSET MANAGEMENT INC 2445 - 2024-06-30 38,676 $2,530,000 -842
   PROSPERA FINANCIAL SERVICES 319 - 2024-06-30 33,025 $2,160,000 -498
   BB&T CORP 1248 - 2024-06-30 30,638 $2,004,000 -784
   J.W. COLE ADVISORS INC. 255 - 2024-06-30 24,218 $1,584,000 -138
   JANE STREET GROUP LLC 3104 - 2024-06-30 21,170 $1,385,000 -24,376
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1946 - 2024-06-30 18,614 $1,218,000 1,370
   LPL FINANCIAL CORP 3072 - 2024-06-30 17,364 $1,136,000 11,428
   Goss Wealth Management LLC 1182 - 2024-06-30 11,551 $756,000 634
   ROYAL BANK OF CANADA 3255 - 2024-06-30 11,137 $728,000 -1,734
   HILLTOP HOLDINGS INC. 305 - 2024-06-30 9,803 $641,000 -822
   Steward Partners Investment Advisory LLC 979 - 2024-06-30 9,238 $604,000 315
   Elevated Capital Advisors LLC 177 - 2024-06-30 7,415 $485,000 -239
   CITADEL ADVISORS LLC 4114 - 2024-06-30 4,490 $294,000 -2
   EQIS CAPITAL MANAGEMENT, INC. 637 *New 2024-06-30 4,079 $267,000 4,079
   JANNEY MONTGOMERY SCOTT LLC 2406 - 2024-06-30 3,235 $212,000 -1,083
   Coppell Advisory Solutions LLC 273 - 2024-06-30 2,795 $183,000 -154
   NBC SECURITIES INC. 1042 - 2024-06-30 1,100 $71,000 0
   PROEQUITIES INC. 1079 - 2024-06-30 976 $64,000 0
   GAMMA Investing LLC 1037 *New 2024-06-30 946 $62,000 946
   Sunbelt Securities Inc. 847 - 2024-06-30 924 $60,000 0
   BENJAMIN F. EDWARDS & COMPANY INC. 1595 - 2024-06-30 235 $15,000 -1,450
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 1578 *New 2024-06-30 194 $13,000 194
   PSI Advisors LLC 488 *New 2024-06-30 173 $11,000 173
   J P MORGAN CHASE & CO 4997 - 2024-06-30 97 $6,000 -8
   UBS Group AG 6712 - 2024-06-30 82 $5,000 82
   HARBOUR INVESTMENTS INC. 2669 - 2024-06-30 50 $3,000 0
   TUCKER ASSET MANAGEMENT LLC 854 - 2024-06-30 49 $3,000 1
   MORGAN STANLEY 6796 - 2024-06-30 36 $2,000 1
   Wagner Wealth Management LLC 236 - 2024-06-30 12 $1,000 0
   Advisor Group Holdings Inc. 6607 - 2024-06-30 8 $1,000 -68
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5704 *Closed 2024-06-30 0 $0 -6,253
   WELLS FARGO & CO/MN 6017 - 2024-06-30 0 $0 0
   IFP Advisors Inc 3231 - 2024-06-30 0 $0 0
   OLD MISSION CAPITAL LLC 1090 *Closed 2024-06-30 0 $0 -97,521
   Resources Investment Advisors Inc. 1393 *Closed 2024-06-30 0 $0 -3,513
   Truadvice LLC 285 *Closed 2023-09-30 0 $0 -5,116
   Financial Gravity Wealth Inc. 1664 *Closed 2024-06-30 0 $0 -72

  40 Records found
  1    
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