|
Company
Roster
|
Total
Insiders : |
17 |
|
|
Total
Direct Shares :
|
3,017,568 |
|
Total
Indirect Shares :
|
904,049 |
|
%
Held by Insiders:
|
9.74% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Penny James B |
Executive Vice President |
2006-11-10 |
5,000 |
2006-11-10 |
634,121 |
Duffy John G |
Director, Vice Chairman, Director |
2013-02-15 |
0 |
2010-02-05 |
188,099 |
Kleinman Mitchell B |
General Counsel |
2013-02-15 |
0 |
2006-11-08 |
58,910 |
Giambrone Robert |
Chief Financial Officer |
2013-02-15 |
0 |
2006-11-08 |
22,919 |
Schmidt James K |
Director |
2013-02-15 |
0 |
2008-02-01 |
0 |
Senchak Andrew M |
Director, Chairman, Director |
2013-02-15 |
0 |
2012-12-05 |
0 |
Zimmerman Michael J |
Director |
2013-02-15 |
0 |
2007-11-26 |
0 |
Healy Daniel M |
Director |
2013-02-15 |
0 |
2006-11-08 |
0 |
Coats E Craig Jr |
Head of Fixed Income |
2006-11-08 |
244,110 |
|
0 |
Wynne-Griffith Richard |
Co-CEO of KBW, Ltd. |
2006-11-08 |
80,528 |
|
0 |
Planer Robert G Jr |
Head of Equity Sales |
2006-11-10 |
491,604 |
|
0 |
Moreno Vasco |
Head of European Research |
2007-02-01 |
134,208 |
|
0 |
Howard John N Jr |
Head of Research |
2007-02-01 |
748,860 |
|
0 |
Roth Peter |
CEO of KBW Asset Mgmt., Ltd. |
2007-02-01 |
244,955 |
|
0 |
Wirth Peter J |
Co-Head of Investment Banking |
2007-02-01 |
1,068,303 |
|
0 |
Condron Christopher M |
Director |
2013-02-15 |
0 |
|
0 |
Michaud Thomas R |
Dir., CEO, Pres. And V. Chair, Director |
2013-02-15 |
0 |
|
0 |
|