|
Company
Roster
|
Total
Insiders : |
31 |
|
|
Total
Direct Shares :
|
1,380,140 |
|
Total
Indirect Shares :
|
5,155,661 |
|
%
Held by Insiders:
|
6.06% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Dondero James D |
See Remarks, 10% Owner |
2047-05-24 |
4,517 |
2047-05-24 |
1,178,231 |
Laffer Arthur B |
Director |
2025-04-07 |
54,837 |
2025-04-07 |
101,874 |
Norris Dustin |
See Remarks |
2025-04-07 |
495,836 |
2025-04-07 |
58,091 |
Mitts Brian |
Director |
2025-04-04 |
24,755 |
2025-04-04 |
5,524 |
Richards Paul |
See Remarks |
2025-04-04 |
102,559 |
|
0 |
Sauter Dennis Charles Jr |
See Remarks |
2025-04-04 |
5,072 |
2024-04-04 |
0 |
Mcgraner Matt |
See Remarks |
2025-04-04 |
161,763 |
2025-04-04 |
815 |
Swain Carol |
Director |
2025-03-18 |
19,586 |
2024-04-04 |
0 |
Wood Catherine D |
Director |
2025-03-18 |
34,081 |
2023-06-07 |
0 |
Kavanaugh Scott F |
Director |
2025-03-18 |
11,698 |
2025-03-18 |
51,988 |
Constantino Edward N. |
Director |
2025-03-18 |
29,807 |
2021-08-13 |
0 |
Goetz Matthew |
Officer |
2022-08-02 |
716 |
2022-08-02 |
4,983 |
Vitiello Stephanie |
Chief Compliance Officer |
2022-03-18 |
329 |
2022-03-18 |
328 |
Powell Ethan |
Director |
2022-03-17 |
11,274 |
|
0 |
Ward Bryan A |
Director |
2019-05-22 |
36 |
2008-07-18 |
0 |
Post Robert Jason |
Chief Compliance Officer |
2019-05-22 |
1,965 |
|
0 |
Dondero Nancy Marie |
10% Owner |
2018-06-07 |
15,603 |
2018-06-07 |
2,602,797 |
Stoops Clifford |
Assistant Treasurer |
2018-06-07 |
0 |
2018-06-07 |
2,382 |
Froehlich Robert J |
Director |
2018-04-11 |
0 |
2021-10-12 |
913 |
Jones Terrence O |
Director |
2014-04-21 |
1,000 |
|
0 |
Head Alan |
Chief Compliance Officer |
2013-12-18 |
2,760 |
|
0 |
Honis John |
Director |
2013-07-11 |
27,509 |
|
0 |
Leary James F |
Director |
2012-12-11 |
8,370 |
2008-04-07 |
0 |
Okada Mark |
CIO/ Portfolio Manager, Director |
2008-12-31 |
104,187 |
2006-06-23 |
1,308 |
Borud Brad K |
Officer |
2008-12-31 |
14,552 |
2008-12-31 |
9,368 |
Hui Timothy K |
Director |
2008-07-18 |
372 |
2008-07-18 |
0 |
Dougherty Raymond Joseph |
Senior Vice President, Director |
2008-07-18 |
13,660 |
2008-07-18 |
0 |
Highland Capital Management Lp |
Investment Adviser |
2008-01-31 |
227,336 |
2008-07-18 |
1,136,859 |
Sluis Jay Richard |
|
2006-10-04 |
625 |
|
0 |
Pusateri Jamie |
|
2006-08-11 |
100 |
2006-08-11 |
200 |
Highland Capital Management Services, Inc. |
10% Owner |
2006-06-23 |
5,235 |
|
0 |
|