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| Name: |
NORTHERN TRUST CORP |
| City: |
CHICAGO |
| State: |
IL |
| Zip: |
60675 |
| |
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data |
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| Holdings
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Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
TFFP |
Tff Pharmaceuticals, Inc. |
4540 |
Closed |
$0.32 |
$0 |
0 |
0% |
-17,000 |
-49,238 |
0 |
N/A |
|
|
AKU |
Akumin Inc |
4572 |
Closed |
$0.38 |
$0 |
0 |
0% |
-12,000 |
-79,696 |
0 |
N/A |
|
|
ESTE |
Earthstone Energy Inc Co |
4604 |
Closed |
$21.17 |
$0 |
0 |
0% |
-13,504,000 |
-667,218 |
0 |
Independent Oil & Gas |
|
|
VLCN |
Volcon, Inc. |
4636 |
Closed |
$0.00 |
$0 |
0 |
0% |
-16,000 |
-32,157 |
0 |
N/A |
|
|
BOE |
Blackrock Global Opportunit... |
4476 |
Closed |
$10.56 |
$0 |
0 |
0% |
-229,000 |
-24,257 |
0 |
Closed - End Fund - E... |
|
|
MIRO |
Miromatrix Medical Inc. |
4508 |
Closed |
$3.39 |
$0 |
0 |
0% |
-31,000 |
-23,699 |
0 |
N/A |
|
|
VMO |
Invesco Van Kampen Muni Op |
4527 |
Closed |
$9.57 |
$0 |
0 |
0% |
-143,000 |
-17,427 |
0 |
Closed - End Fund - Debt |
|
|
SFT |
Shift Technologies Inc |
4559 |
Closed |
$0.00 |
$0 |
0 |
0% |
-31,000 |
-19,401 |
0 |
N/A |
|
|
ITM |
Vaneck Vectors Amt Free Int... |
4591 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,832,000 |
-41,535 |
0 |
N/A |
|
|
RGS |
Regis Corp |
4623 |
Closed |
$0.33 |
$0 |
0 |
0% |
-50,000 |
-71,753 |
0 |
Personal Services |
|
|
VVOS |
Vivos Therapeutics, Inc. |
4495 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-29,655 |
0 |
N/A |
|
|
CORR |
CorEnergy Infrastructure Trust |
4546 |
Closed |
$0.02 |
$0 |
0 |
0% |
-22,000 |
-27,469 |
0 |
Closed - End Fund - Debt |
|
|
ACB |
Aurora Cannabis Inc |
4578 |
Closed |
$7.61 |
$0 |
0 |
0% |
-6,000 |
-1,100 |
0 |
N/A |
|
|
ISPO |
Inspirato Inc |
4610 |
Closed |
$0.25 |
$0 |
0 |
0% |
-22,000 |
-37,460 |
0 |
N/A |
|
|
EVLO |
Evelo Biosciences Inc |
4482 |
Closed |
$0.05 |
$0 |
0 |
0% |
-71,000 |
-18,200 |
0 |
N/A |
|
|
SGU |
Star Gas Partners Lp |
4514 |
Closed |
$10.15 |
$0 |
0 |
0% |
-179,000 |
-14,839 |
0 |
Specialty Retail, Other |
|
|
ATAI |
Atai Life Sciences B.v. |
4533 |
Closed |
$1.86 |
$0 |
0 |
0% |
-130,000 |
-100,401 |
0 |
N/A |
|
|
IBIO |
Ibio Ord Shs |
4565 |
Closed |
$0.20 |
$0 |
0 |
0% |
-5,000 |
-17,757 |
0 |
Drug Manufacturers - ... |
|
|
BLPH |
Bellerophon Therapeutics Inc |
4597 |
Closed |
$0.28 |
$0 |
0 |
0% |
-12,000 |
-30,251 |
0 |
N/A |
|
|
ELYS |
Elys Game Technology, Corp |
4629 |
Closed |
$0.16 |
$0 |
0 |
0% |
-13,000 |
-27,474 |
0 |
N/A |
|
|
OSMT |
Osmotica Pharmaceuticals Plc |
4469 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-65,334 |
0 |
N/A |
|
|
WAVD |
Wavedancer |
4501 |
Closed |
$0.31 |
$0 |
0 |
0% |
-5,000 |
-18,422 |
0 |
N/A |
|
|
AAIC |
Arlington Asset Investment ... |
4552 |
Closed |
$3.69 |
$0 |
0 |
0% |
-290,000 |
-67,761 |
0 |
Investment Brokerage ... |
|
|
IDV |
iShares Dow Jones EPAC Sele... |
4584 |
Closed |
$0.00 |
$0 |
0 |
0% |
-326,000 |
-12,821 |
0 |
Closed - End Fund - E... |
|
|
SCOR |
Comscore Inc |
4616 |
Closed |
$0.69 |
$0 |
0 |
0% |
-100,000 |
-162,754 |
0 |
Business Services |
|
|
TCPC |
BlackRock TCP Capital Corp |
4488 |
Closed |
$10.83 |
$0 |
0 |
0% |
-256,000 |
-21,817 |
0 |
N/A |
|
|
KBNT |
Kubient, Inc. |
4520 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,000 |
-15,585 |
0 |
N/A |
|
|
AERC |
Aeroclean Technologies, Inc. |
4539 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-27,409 |
0 |
N/A |
|
|
BIGZ |
Blackrock Innovation & Grow... |
4571 |
Closed |
$0.00 |
$0 |
0 |
0% |
-89,000 |
-12,717 |
0 |
N/A |
|
|
EBIX |
Ebix Inc |
4603 |
Closed |
$0.42 |
$0 |
0 |
0% |
-3,482,000 |
-352,398 |
0 |
Business Software & S... |
|
|
EMAN |
eMagin Corp (DE) |
4635 |
Closed |
$2.07 |
$0 |
0 |
0% |
-318,000 |
-159,918 |
0 |
Scientific & Technica... |
|
|
RWAY |
Runway Growth Finance Ord Shs |
4475 |
Closed |
$11.73 |
$0 |
0 |
0% |
-184,000 |
-14,319 |
0 |
N/A |
|
|
BSQR |
BSQUARE Corporation |
4507 |
Closed |
$1.89 |
$0 |
0 |
0% |
-35,000 |
-30,120 |
0 |
Technical & System So... |
|
|
EVV |
Eaton Vance Limited Duratio... |
4526 |
Closed |
$9.78 |
$0 |
0 |
0% |
-210,000 |
-23,246 |
0 |
Closed - End Fund - Debt |
|
|
HLGN |
Heliogen, Inc |
4558 |
Closed |
$0.18 |
$0 |
0 |
0% |
-68,000 |
-18,097 |
0 |
N/A |
|
|
UPH |
UpHealth, Inc. |
4590 |
Closed |
$0.74 |
$0 |
0 |
0% |
-12,000 |
-12,515 |
0 |
N/A |
|
|
LTRPA |
Liberty Tripadvisor Holding... |
4622 |
Closed |
$0.00 |
$0 |
0 |
0% |
-76,000 |
-155,305 |
0 |
N/A |
|
|
RZG |
Invesco S&P Smallcap 600 Pu... |
4494 |
Closed |
$48.23 |
$0 |
0 |
0% |
-203,000 |
-5,052 |
0 |
Closed - End Fund - E... |
|
|
GOF |
Claymore/Guggenheim Strateg... |
4545 |
Closed |
$14.43 |
$0 |
0 |
0% |
-341,000 |
-23,072 |
0 |
Closed - End Fund - E... |
|
|
QQQM |
Invesco Nasdaq 100 Etf |
4577 |
Closed |
$0.00 |
$0 |
0 |
0% |
-818,000 |
-5,549 |
0 |
N/A |
|
|
TICC |
TICC Capital Corp |
4609 |
Closed |
$3.16 |
$0 |
0 |
0% |
-44,000 |
-14,684 |
0 |
Closed - End Fund - Debt |
|
|
GAIN |
Gladstone Investment Corp |
4481 |
Closed |
$14.19 |
$0 |
0 |
0% |
-160,000 |
-12,544 |
0 |
Closed - End Fund - E... |
|
|
AINV |
Apollo Investment Corp |
4513 |
Closed |
$0.00 |
$0 |
0 |
0% |
-315,000 |
-22,891 |
0 |
Closed - End Fund - Debt |
|
|
MBB |
iShares Barclays MBS Bond |
4532 |
Closed |
$91.68 |
$0 |
0 |
0% |
-1,459,000 |
-16,433 |
0 |
Closed - End Fund - E... |
|
|
HT |
Hersha Hospitality Trust |
4564 |
Closed |
$9.99 |
$0 |
0 |
0% |
-2,829,000 |
-286,934 |
0 |
REIT - Hotel/Motel |
|
|
POL |
Polished |
4596 |
Closed |
$0.00 |
$0 |
0 |
0% |
-13,000 |
-158,005 |
0 |
N/A |
|
|
CPST |
Capstone Turbine Corp |
4628 |
Closed |
$0.29 |
$0 |
0 |
0% |
-20,000 |
-27,566 |
0 |
Industrial Electrical... |
|
|
GVP |
GSE Systems Inc |
4468 |
Closed |
$0.15 |
$0 |
0 |
0% |
-7,000 |
-34,732 |
0 |
Business Software & S... |
|
|
NIR |
Near Intelligence Ord Shs |
4500 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,000 |
-13,347 |
0 |
N/A |
|
|
RDWR |
Radware Ltd |
4551 |
Closed |
$20.37 |
$0 |
0 |
0% |
-201,000 |
-11,878 |
0 |
Information Technolog... |
|
|
NEXI |
Neximmune, Inc. |
4583 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,000 |
-12,668 |
0 |
N/A |
|
|
SH |
ProShares Short S&P500 |
4615 |
Closed |
$11.86 |
$0 |
0 |
0% |
-217,000 |
-14,989 |
0 |
Closed - End Fund - E... |
|
|
CYCC |
Cyclacel Pharmaceuticals Inc |
4487 |
Closed |
$0.39 |
$0 |
0 |
0% |
-5,000 |
-14,957 |
0 |
Biotechnology |
|
|
AU |
AngloGold Ashanti Limited (... |
4519 |
Closed |
$24.63 |
$0 |
0 |
0% |
-325,000 |
-20,557 |
0 |
Gold |
|
|
XOS |
Xos |
4538 |
Closed |
$0.25 |
$0 |
0 |
0% |
-36,000 |
-105,133 |
0 |
N/A |
|
|
TCN |
Tricon Residential Ord Shs |
4570 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,785,000 |
-511,419 |
0 |
N/A |
|
|
VTVT |
Vtv Therapeutics Inc. |
4602 |
Closed |
$0.35 |
$0 |
0 |
0% |
-24,000 |
-50,416 |
0 |
N/A |
|
|
MGC |
Vanguard Mega Cap 300 Index... |
4634 |
Closed |
$185.36 |
$0 |
0 |
0% |
-229,000 |
-1,509 |
0 |
Closed - End Fund - E... |
|
|
NETI |
Eneti Ord Shs |
4474 |
Closed |
$11.33 |
$0 |
0 |
0% |
-1,583,000 |
-157,032 |
0 |
N/A |
|
|
EBET |
EBET, Inc |
4506 |
Closed |
$0.03 |
$0 |
0 |
0% |
0 |
-14,935 |
0 |
N/A |
|
|
NAVB |
Navidea Biopharmaceuticals |
4525 |
Closed |
$0.15 |
$0 |
0 |
0% |
-4,000 |
-39,414 |
0 |
Drug Related Products |
|
|
AGII |
Argo Group International Ho... |
4557 |
Closed |
$29.99 |
$0 |
0 |
0% |
-11,007,000 |
-368,862 |
0 |
Property & Casualty I... |
|
|
DEN |
Denbury Inc |
4589 |
Closed |
$88.66 |
$0 |
0 |
0% |
-47,368,000 |
-483,295 |
0 |
Independent Oil & Gas |
|
|
THRN |
Thorne Healthtech, Inc. |
4621 |
Closed |
$10.19 |
$0 |
0 |
0% |
-1,189,000 |
-116,661 |
0 |
N/A |
|
|
ICLN |
iShares S&P Global Clean En... |
4493 |
Closed |
$14.25 |
$0 |
0 |
0% |
-187,000 |
-12,776 |
0 |
Closed - End Fund - Debt |
|
|
CD |
Chindata Group Hldgs Ltd |
4544 |
Closed |
$0.00 |
$0 |
0 |
0% |
-406,000 |
-48,880 |
0 |
N/A |
|
|
AQB |
Aquabounty Technologies, Inc. |
4576 |
Closed |
$0.21 |
$0 |
0 |
0% |
-21,000 |
-86,247 |
0 |
N/A |
|
|
QD |
Qudian Inc |
4608 |
Closed |
$1.96 |
$0 |
0 |
0% |
-22,000 |
-10,346 |
0 |
N/A |
|
|
MIND |
Mind Technology Inc |
4480 |
Closed |
$0.47 |
$0 |
0 |
0% |
-14,000 |
-26,529 |
0 |
Industrial Equipment ... |
|
|
CLBT |
Cellebrite Di Ord Shs |
4512 |
Closed |
$0.00 |
$0 |
0 |
0% |
-106,000 |
-13,802 |
0 |
N/A |
|
|
BKCC |
Blackrock Kelso Capital Corp |
4531 |
Closed |
$3.68 |
$0 |
0 |
0% |
-109,000 |
-29,388 |
0 |
Credit Services |
|
|
PACW |
Pacwest Bancorp |
4563 |
Closed |
$7.54 |
$0 |
0 |
0% |
-9,416,000 |
-1,190,354 |
0 |
Domestic Regional Banks |
|
|
HZNP |
Horizon Pharma, Inc. |
4595 |
Closed |
$28.30 |
$0 |
0 |
0% |
-185,571,000 |
-1,604,037 |
0 |
Drug Manufacturers - ... |
|
|
RPTX |
Repare Therapeutics Inc. |
4627 |
Closed |
$0.00 |
$0 |
0 |
0% |
-178,000 |
-14,710 |
0 |
N/A |
|
|
SCHP |
Schwab U.S. Tips Etf |
4467 |
Closed |
$51.92 |
$0 |
0 |
0% |
-533,000 |
-10,565 |
0 |
N/A |
|
|
NURO |
Neurometrix Inc |
4499 |
Closed |
$0.47 |
$0 |
0 |
0% |
-8,000 |
-11,059 |
0 |
Medical Instruments &... |
|
|
TRHC |
Tabula Rasa Healthcare, Inc. |
4550 |
Closed |
$10.50 |
$0 |
0 |
0% |
-562,000 |
-54,524 |
0 |
N/A |
|
|
RQI |
Cohen & Steers Quality Inco... |
4582 |
Closed |
$11.64 |
$0 |
0 |
0% |
-314,000 |
-31,006 |
0 |
Closed - End Fund - Debt |
|
|
EFZ |
Short MSCI EAFE ProShares |
4614 |
Closed |
$16.15 |
$0 |
0 |
0% |
-584,000 |
-30,727 |
0 |
Closed - End Fund - Debt |
|
|
FRGI |
Fiesta Restaurant Group, Inc. |
4486 |
Closed |
$8.49 |
$0 |
0 |
0% |
-1,471,000 |
-173,936 |
0 |
Restaurants |
|
|
PCTI |
PC-Tel Inc |
4518 |
Closed |
$6.99 |
$0 |
0 |
0% |
-247,000 |
-59,272 |
0 |
Integrated Telecommun... |
|
|
MQY |
Blackrock Muniyield Quality... |
4537 |
Closed |
$12.13 |
$0 |
0 |
0% |
-115,000 |
-11,208 |
0 |
Closed - End Fund - Debt |
|
|
VMW |
VMware, Inc. |
4569 |
Closed |
$142.48 |
$0 |
0 |
0% |
-284,832,000 |
-1,710,910 |
0 |
Technical & System So... |
|
|
BLI |
Berkeley Lights, Inc. |
4601 |
Closed |
$1.00 |
$0 |
0 |
0% |
-189,000 |
-188,870 |
0 |
N/A |
|
|
CGBD |
TCG BDC Inc |
4633 |
Closed |
$17.56 |
$0 |
0 |
0% |
-272,000 |
-18,773 |
0 |
N/A |
|
|
SCPL |
Sciplay Corp |
4473 |
Closed |
$22.94 |
$0 |
0 |
0% |
-2,268,000 |
-99,625 |
0 |
N/A |
|
|
SNCE |
Science 37 Holdings, Inc |
4505 |
Closed |
$0.24 |
$0 |
0 |
0% |
-41,000 |
-102,842 |
0 |
N/A |
|
|
SFR |
Appreciate Holdings, Inc |
4556 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-12,500 |
0 |
N/A |
|
|
BCOR |
Blucora Inc |
4588 |
Closed |
$25.99 |
$0 |
0 |
0% |
-10,866,000 |
-424,767 |
0 |
Search Engines & Info... |
|
|
PNT |
Point Biopharma Global Ord Shs |
4620 |
Closed |
$0.00 |
$0 |
0 |
0% |
-5,483,000 |
-822,026 |
0 |
N/A |
|
|
EDSA |
Edesa Biotech |
4492 |
Closed |
$0.00 |
$0 |
0 |
0% |
-14,000 |
-22,540 |
0 |
N/A |
|
|
AVTX |
Avalo Therapeutics, Inc |
4524 |
Closed |
$0.43 |
$0 |
0 |
0% |
-1,000 |
-10,836 |
0 |
N/A |
|
|
ATVI |
Activision Blizzard Inc |
4543 |
Closed |
$94.42 |
$0 |
0 |
0% |
-716,981,000 |
-7,657,602 |
0 |
Multimedia & Graphics... |
|
|
ACER |
Acer Therapeutics Inc |
4575 |
Closed |
$0.66 |
$0 |
0 |
0% |
-18,000 |
-22,231 |
0 |
Biotechnology |
|
|
NATI |
National Instruments Corp |
4607 |
Closed |
$59.98 |
$0 |
0 |
0% |
-59,914,000 |
-1,004,931 |
0 |
Technical & System So... |
|
|
CBD |
Companhia Brasileira de Dis... |
4479 |
Closed |
$0.54 |
$0 |
0 |
0% |
-7,000 |
-10,713 |
0 |
Grocery Stores |
|
|
BBJP |
Jpmorgan Betabuilders Japan... |
4511 |
Closed |
$0.00 |
$0 |
0 |
0% |
-210,000 |
-4,170 |
0 |
N/A |
|
|
PSQ |
ProShares Short QQQ |
4530 |
Closed |
$8.82 |
$0 |
0 |
0% |
-201,000 |
-18,459 |
0 |
Closed - End Fund - Debt |
|
|
SVA |
Sinovac Biotech Ltd |
4562 |
Closed |
$6.47 |
$0 |
0 |
0% |
0 |
-13,787 |
0 |
Drug Manufacturers - ... |
|
|
TMC |
Tmc The Metals Company Ord Shs |
4594 |
Closed |
$1.40 |
$0 |
0 |
0% |
-30,000 |
-30,061 |
0 |
N/A |
|
